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About:
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Broker Dealer Services AML & Financial Crimes: An AML or Financial Crime Consultant is an expert in advising clients on matters relating to their business activities. Broker dealers are firms, which, like other firms, conduct various types of business transactions for their clients. Apart from facilitating such transactions, these firms act as facilitators for the owners of the transactions by introducing them with necessary information about the nature of the transactions and about the risks involved in them. Broker dealers also play an important role in the registration of the transactions, by undertaking the responsibility of collecting the necessary documents from the parties involved in the transactions and passing them on to the Registration Authority, who is responsible for ensuring that these documents are properly registered.
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